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Early last year, you invested $400,000 in cash in the common stock of 3M and Zeb

ID: 2460490 • Letter: E

Question

Early last year, you invested $400,000 in cash in the common stock of 3M and Zebra Technologies. During the first year that these securities were held, 3M paid dividends of $1.92 per share and Zebra paid no dividends. At December 31 of last year, the following values were reported for these investments:

                                                                                                                                                COST             MARKET

3M (2,000 shares: cost, $100 per share; market value $80 per share)                     $200,000               160,000

Zebra Tech. (10,000 shares: cost $20 per share; market $24 per share)                  $200,000               240,000

     -----------------------------------------------------------------------------------------------------------------------------

Early in the current year, you sold 500 shares of 3M and 1,000 shares of Zebra “at the market”. Ten   minutes later your stock broker reported to you that both transactions had been executed. Total sales proceeds for you were $42,500 for the 3M shares and $23,000 for the Zebra shares.

Instructions:

a. Separately compute your unreal gain/loss in each of these investments as of December 31 of last year (above dotted line). Indicate the total unrealized gain/loss that will appear in last year’s financial statements and make the mark to market adjustment.

b. Prepare two separate journal entries to record the sale of the 3M shares and Zebra shares early in the current year.

c. Briefly comment about the liquidity, risk, and potential return of investments in common stocks relative to, say, cash equivalents that are very safe and yield a “sure” return of say 4%. Cite data from this problem in support of your comments.

d. How much real money did you make/lose on each of these two stocks?

Explanation / Answer

Answer 1

In case of 3M

No. of shares

2000

Cost per share

$100

Total Cost (A)

$200,000

Market value per share

$80

Total Market value (B)

$160,000

Unrelaized loss (A)-(B)

$40,000

In case of Zebra Technologies

No. of shares

10000

Cost per share

$20

Total Cost (A)

$200,000

Market value per share

$24

Total Market value (B)

$240,000

Unrelaized gain (B)-(A)

$40,000

Answer 2

Journal Entries

In case of 3M

Particulars

Dr. (Amount in $)

Cr. (Amount in $)

Cash A/c

42,500

Investment A/c

40,000

Gain on sale of Investment

                         2,500

In case of Zehra

Particulars

Dr. (Amount in $)

Cr. (Amount in $)

Cash A/c

23000

Loss on sale of Investment

1000

Investment A/c

24000

Answer 3

Liquidity

Liquidity means trading of securities without losing its value.

Greater the difference between the price that the buyer is willing to pay and the price seller is asking, market is illiquid and vice versa

In case 1, seller has realized more than market value i.e. 42500-40000=2500, assets/ shares are liquid assets

In case 2, seller has realized less than market value i.e. 24000-23000=1000, assets/ shares are illiquid assets

Risk

Risk is of two types i.e. Unsystematic risk and Systematic risk

Unsystematic risk: Unsystematic risk is diversifiable and can be reduced by owning the different type of securies or owning of securities in more than one company.

Systematic risk: It is undiversifiable and impossible to avoid

Potential return of investment

Investment in 3M: It declared dividend. Its market value is less than cost but it made profits in case of sale of shares.

Investment in Zebra: It has not declared dividend but its market value is more than cost. It made losses in case of sale of shares.

Answer 4

In case of 3M

Particulars

Amount (in $)

Total Cost

                      50,000

Selling prize

                      42,500

Dividend received

                            960

Money lost

                        6,540

In case of Zehra

Particulars

Amount (in $)

Total Cost (1000*20)

                      20,000

Selling prize

                      23,000

Dividend received

                               -

Money gain

                        3,000

Answer 1

In case of 3M

No. of shares

2000

Cost per share

$100

Total Cost (A)

$200,000

Market value per share

$80

Total Market value (B)

$160,000

Unrelaized loss (A)-(B)

$40,000

In case of Zebra Technologies

No. of shares

10000

Cost per share

$20

Total Cost (A)

$200,000

Market value per share

$24

Total Market value (B)

$240,000

Unrelaized gain (B)-(A)

$40,000

Answer 2

Journal Entries

In case of 3M

Particulars

Dr. (Amount in $)

Cr. (Amount in $)

Cash A/c

42,500

Investment A/c

40,000

Gain on sale of Investment

                         2,500

In case of Zehra

Particulars

Dr. (Amount in $)

Cr. (Amount in $)

Cash A/c

23000

Loss on sale of Investment

1000

Investment A/c

24000

Answer 3

Liquidity

Liquidity means trading of securities without losing its value.

Greater the difference between the price that the buyer is willing to pay and the price seller is asking, market is illiquid and vice versa

In case 1, seller has realized more than market value i.e. 42500-40000=2500, assets/ shares are liquid assets

In case 2, seller has realized less than market value i.e. 24000-23000=1000, assets/ shares are illiquid assets

Risk

Risk is of two types i.e. Unsystematic risk and Systematic risk

Unsystematic risk: Unsystematic risk is diversifiable and can be reduced by owning the different type of securies or owning of securities in more than one company.

Systematic risk: It is undiversifiable and impossible to avoid

Potential return of investment

Investment in 3M: It declared dividend. Its market value is less than cost but it made profits in case of sale of shares.

Investment in Zebra: It has not declared dividend but its market value is more than cost. It made losses in case of sale of shares.

Answer 4

In case of 3M

Particulars

Amount (in $)

Total Cost

                      50,000

Selling prize

                      42,500

Dividend received

                            960

Money lost

                        6,540

In case of Zehra

Particulars

Amount (in $)

Total Cost (1000*20)

                      20,000

Selling prize

                      23,000

Dividend received

                               -

Money gain

                        3,000

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