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1. A stock has a Beta of 1.5, the risk free rate is 3%, and the expected market

ID: 2624843 • Letter: 1

Question

1.   A stock has a Beta of 1.5, the risk free rate is 3%, and the expected market return is 8%. What is the expected return on the stock?

a.   10.5%
b.   11.0%
c.   15.0%
d.   16.5%

2.   One week before expiration, a call option with a strike of $50 is selling for $3 when the current stock price is $52. You buy the option and then sell it for $1 two days later.

I.   The premium when you bought the option was $1.
II.   The stock most likely declined over your two day holding period.
III.   You lost $200 in this transaction.

Which of the following is correct?

a.   Only I is true
b.   Only I and III are true
c.   Only II and III are true
d.   All three are true

3.   Farmer Brown, a wheat farmer, shorts wheat futures contracts at $750 per bushel in an amount equal to his expected crop production.

a.   Farmer Brown is hedging against a drop in the price of wheat below $750 per bushel.
b.   Farmer Brown will make additional money if the price of wheat is $800 per bushel.
c.   If the price of wheat is $600 per bushel at time of delivery, Farmer Brown has lost money in total.
d.   If the price of wheat falls to $600 per bushel, Farmer Brown will need to post additional margin.


4.   ABC Mutual Fund has an investment objective is to provide long-term growth of capital by investing primarily in common stocks of issuers located in the U.S. with a record of above-average long-term growth. ABC Mutual Fund would be considered:

a.   An Emerging Markets Fund
b.   An Income Fund
c.   An S&P ETF
d.   A Growth Fund

5.   A Company has a qualified pension plan in which it pays a percentage of an employee

Explanation / Answer

1.   A stock has a Beta of 1.5, the risk free rate is 3%, and the expected market return is 8%. What is the expected return on the stock?

ANSWER:- (A)   3% + 1.5(8%-3%)=10.5%

2.   One week before expiration, a call option with a strike of $50 is selling for $3 when the current stock price is $52. You buy the option and then sell it for $1 two days later.

ANSWER:- (a )Only I is true

3.   Farmer Brown, a wheat farmer, shorts wheat futures contracts at $750 per bushel in an amount equal to his expected crop production.

ANSWER:- (c) If the price of wheat is $600 per bushel at time of delivery, Farmer Brown has lost money in total.

4.   ABC Mutual Fund has an investment objective is to provide long-term growth of capital by investing primarily in common stocks of issuers located in the U.S. with a record of above-average long-term growth. ABC Mutual Fund would be considered:

ANSWER:- (b.)An Income Fund

5.   A Company has a qualified pension plan in which it pays a percentage of an employee