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Question 11 Not yet answered Points out of 1.00 T Flag question Articles associa

ID: 1170946 • Letter: Q

Question

Question 11 Not yet answered Points out of 1.00 T Flag question Articles associated with this question: Guggenheim Partners' Asset-Management Unit is Under SEC Investigation, Sources Say Question: What type of asset is the focus of an SEC Investigation into Guggenheim Partners LLC's asset-management arm tr Select one ansactions? a. stocks ?b.currency c?real estate O d. bonds e.futures Question 12 Not yet answered Points out of 1.00 Fiag question Articles associated with this question : Guggenheim Partners Asset-Management Unit is Under SEC Investigation, Sources Say Question: The SEC Is Investigating transactions between Guggenheim Partners LLC's asset-management arm and ABS Capital Co.LLC, a Milami n owned by Select one O a two former Guggerheim managers O b. Gupgenheim Partners LLC's founder C. Goldman Sachs d. the brother of Guggenheim Partners LLC's president and CEO e.President Trump

Explanation / Answer

1) The focus of the SEC investigation is on some real - estate transactions by the and series of other deals involving a Guggenheim Partners' and another firm firm owned by two previous former Guggenheim managers.

2) ABS Capital Co. LLC, a Miami firm is owned by two former Guggenheim managers.

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