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K has the following securities, all of which she purchased on 12-14-16. For each

ID: 2538384 • Letter: K

Question

K has the following securities, all of which she purchased on 12-14-16. For each investment, K owns less than 5% of the investee’s outstanding common stock.

Fair value

Fair value

Fair value

Name of Company

Number of shares

Cost per share

12/31/16

03/31/17

06/30/17

Bookface

10,000

$125

$123

$130

$127

Pear

5,000

$111

$100

$115

$113

Bank of Comerica

40,000

$35

$40

$49

On 02-10-17, K received a $0.10 cash dividend on each share of the Bank of Comerica stock.

On 04-11-17, K sold all of the Pear stock for $48 per share; K incurred and paid $125 of selling-related costs on the sales transaction.

K closes her books each quarter. Prepare the entries K should make on:

12-14-16.

12-31-16.

02-10-17.

03-31-17.

04-11-17.

06-30-17.

Fair value

Fair value

Fair value

Name of Company

Number of shares

Cost per share

12/31/16

03/31/17

06/30/17

Bookface

10,000

$125

$123

$130

$127

Pear

5,000

$111

$100

$115

$113

Bank of Comerica

40,000

$35

$40

$49

Explanation / Answer

Note 1: Since K has less than 5% holding of total stock for each of the company, the investment qualifies as “Available-for-Sale” security and all the journal entries are made on that basis only.

Note 2: The table given in the question and the selling price of the stock suggest that the stock sold from the investment on 04-11-17 was “Bank of Comerica” stocks and I have made the journal entries accordingly. Please re-check the related information posted in the question as it contradicts with the table.

Date

Account

Debit

Credit

14-Dec-16

Available for Sale Securities - Bookface

1250000

Available for Sale Securities - Pear

555000

Available for Sale Securities - Bank of Comerica

1400000

Cash

3205000

To record investment in "Available for Sale" securities

31-Dec-16

Unrealized Loss - Bookface

20000

Unrealized Loss - Pear

55000

Unrealized Gain - Bank of Comerica

200000

Available for Sale Securities - Bookface

20000

Available for Sale Securities - Pear

55000

Available for Sale Securities - Bank of Comerica

200000

To record unrealized loss and gain due to change in fair value

10-Feb-17

Cash

4000

Dividend Income

4000

To record receipt of cash dividends

31-Mar-17

Unrealized Gain - Bookface

70000

Unrealized Gain - Pear

75000

Unrealized Gain - Bank of Comerica

360000

Available for Sale Securities - Bookface

70000

Available for Sale Securities - Pear

75000

Available for Sale Securities - Bank of Comerica

360000

To record unrealized loss and gain due to change in fair value

11-Apr-17

Available for Sale Securities - Bank of Comerica

1960000

Unrealized Gain - Bank of Comerica

360000

Cash

1920000

Realized Gain - Bank of Comerica

320000

To record sale of "Available for sale" security (Bank of Comerica Stock)

30-Jun-17

Unrealized Loss - Bookface

30000

Unrealized Loss - Pear

10000

Available for Sale Securities - Bookface

30000

Available for Sale Securities - Pear

10000

To record unrealized loss due to decrease in fair value

Date

Account

Debit

Credit

14-Dec-16

Available for Sale Securities - Bookface

1250000

Available for Sale Securities - Pear

555000

Available for Sale Securities - Bank of Comerica

1400000

Cash

3205000

To record investment in "Available for Sale" securities

31-Dec-16

Unrealized Loss - Bookface

20000

Unrealized Loss - Pear

55000

Unrealized Gain - Bank of Comerica

200000

Available for Sale Securities - Bookface

20000

Available for Sale Securities - Pear

55000

Available for Sale Securities - Bank of Comerica

200000

To record unrealized loss and gain due to change in fair value

10-Feb-17

Cash

4000

Dividend Income

4000

To record receipt of cash dividends

31-Mar-17

Unrealized Gain - Bookface

70000

Unrealized Gain - Pear

75000

Unrealized Gain - Bank of Comerica

360000

Available for Sale Securities - Bookface

70000

Available for Sale Securities - Pear

75000

Available for Sale Securities - Bank of Comerica

360000

To record unrealized loss and gain due to change in fair value

11-Apr-17

Available for Sale Securities - Bank of Comerica

1960000

Unrealized Gain - Bank of Comerica

360000

Cash

1920000

Realized Gain - Bank of Comerica

320000

To record sale of "Available for sale" security (Bank of Comerica Stock)

30-Jun-17

Unrealized Loss - Bookface

30000

Unrealized Loss - Pear

10000

Available for Sale Securities - Bookface

30000

Available for Sale Securities - Pear

10000

To record unrealized loss due to decrease in fair value