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Consider the following 5 year product on the S&P 500 Index: Notional: $1,000,000

ID: 2758058 • Letter: C

Question

Consider the following 5 year product on the S&P 500 Index:      Notional: $1,000,000.      Maturity: 5 years.           Underlying Index: S&P 500 (SPX).

Payoff: Notional x min (1.2 x SPX final / SPX initial, 1.5), where SPX final is the level of the S&P 500 index on the maturity date, and SPX initial =1900 is its level on the issue date.

Draw the payoff on this product as a function of SPX final.

How does this product compare with a direct investment in the S&P 500 index?

Find the arbitrage price of this product using the following market data:

SPX Spot

1900

Strike

5-year European Call

5-year European Put

0

1628.70

0

1900

249.001

346.6295

2100

154.3132

446.2875

2375

61.5418

620.7418

2600

32.8290

810.6682

SPX Spot

1900

Strike

5-year European Call

5-year European Put

0

1628.70

0

1900

249.001

346.6295

2100

154.3132

446.2875

2375

61.5418

620.7418

2600

32.8290

810.6682

Explanation / Answer

Payoff for this product can be split into two parts.

The payoff will be a straight line with an increment of $ 631.58 for each unit increase in SPX final from 0 to 2375.

Increment calculation = 1.2 x 1 / 1900 x 1,000,000 = $ 631.58

Breakeven strike point calculation for SPX final = 1.5 x 1900/1.2 = 2375

Beyond 2375, the value of the payoff is a straight line of 1,500,000.00

The payoff of the above product looks like that of a vanilla sell put option compared to a direct investment in S&P 500 index which will be a straight line (Options vs Futures)

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