Q26. Which of the following is the federal government agency that regulates U.S.

Question

Q26. Which of the following is the federal government agency that regulates U.S. securities markets? a. New York Stock Exchange b. Federal Reserve c. Commerce Department d. Securities and Exchange Commission e. Treasury Department

Q27. What is the term for the proportion of funds invested in each of several investment alternatives? a. spreading b. shorting c. margin buying d. asset allocation e. diversification

Q28. An investment bank is a financial institution that specializes in issuing and reselling new securities. a. True b. False

Q29. Marcia has purchased some corporate bonds, which come with bond indentures that stipulate the terms. What is the most important detail of the bond indenture that Marcia should pay attention to? a. maturity date b. face value c. par value d. dividend payments e. amount invested

Explanation / Answer

26. b. Federal Reserve and the state level regulator.

27. d. assest allocation.

28. a True. Investment banks deals with selling and buying of securities and other investment activities.

29. e. amount invested is the major term she has to check in the bond

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